This webinar will review those examples and explore what internal controls should achieve for effective compliance. It will address points such as:
- Notable FCPA enforcement actions and “unwelcome risk events” that featured poor internal control;
- Steps in the control environment and control activities that bolster effective internal controls for reputation risk, anti-corruption risk, and other events outside the normal materiality threshold for financial reporting; and
- The interplay between due diligence, internal control, and corporate ethical culture for an effective compliance program.
Kelly was named as ‘Rising Star of Corporate Governance’ by Millstein Center for Corporate Governance in inaugural class of 2008; and named to Ethisphere’s ‘Most Influential in Business Ethics’ list in 2011 and 2013.
Kelly was previously editor of Compliance Week from 2006 through 2015. He lives in Boston, Massachusetts, and can be reached at mkelly@RadicalCompliance.com.