Financial institutions need to ensure that their own operations and those of third parties comply with FCPA, OCC and CFPB regulations. Otherwise, they risk costly fines, possible imprisonment of directors or managers, and loss of reputation, leading to irrevocable losses in revenue and market share.

Read this white paper to learn about:

  • Recent multi-million dollar penalties against financial institutions
  • Increased scrutiny by the DOJ and SEC
  • Why a third-party risk and compliance solution is critical